Investment Industry Regulatory Organization of Canada

Results: 695



#Item
21Risk Warning IDENTIFY THE RISKS HIGH RISK INVESTMENT Trading foreign exchange on margin carries a high level of risk, and may not be suitable for all investors. The high degree of leverage can work against you as well as

Risk Warning IDENTIFY THE RISKS HIGH RISK INVESTMENT Trading foreign exchange on margin carries a high level of risk, and may not be suitable for all investors. The high degree of leverage can work against you as well as

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Source URL: docs.fxcorporate.com

Language: English - Date: 2016-07-25 08:00:28
22Enforcement REPORT Protecting Investors and Fostering Fair, Efficient and Competitive

Enforcement REPORT Protecting Investors and Fostering Fair, Efficient and Competitive

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Source URL: www.iiroc.ca

Language: English - Date: 2015-03-30 16:11:04
23Notes for Remarks by  Andrew J. Kriegler President and Chief Executive Officer Investment Industry Regulatory Organization of Canada

Notes for Remarks by Andrew J. Kriegler President and Chief Executive Officer Investment Industry Regulatory Organization of Canada

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Source URL: www.iiroc.ca

Language: English - Date: 2015-11-25 13:46:04
    24Notes for Remarks by  Andrew J. Kriegler President and Chief Executive Officer Investment Industry Regulatory Organization of Canada

    Notes for Remarks by Andrew J. Kriegler President and Chief Executive Officer Investment Industry Regulatory Organization of Canada

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    Source URL: www.iiroc.ca

    Language: English - Date: 2016-05-24 12:41:04
      25Administrative Notice General Dealer Member Rules UMIR  Please distribute internally to:

      Administrative Notice General Dealer Member Rules UMIR Please distribute internally to:

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      Source URL: www.iiroc.ca

      Language: English - Date: 2015-03-16 14:21:04
      26Administrative Notice General Dealer Member Rules UMIR  Please distribute internally to:

      Administrative Notice General Dealer Member Rules UMIR Please distribute internally to:

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      Source URL: www.iiroc.ca

      Language: English - Date: 2016-03-11 08:46:03
      27Administrative Notice General Please distribute internally to: Senior Management

      Administrative Notice General Please distribute internally to: Senior Management

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      Source URL: www.iiroc.ca

      Language: English - Date: 2015-04-28 12:16:03
      28Marketplace Notice  Please distribute internally to: Legal and Compliance Trading Desk

      Marketplace Notice Please distribute internally to: Legal and Compliance Trading Desk

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      Source URL: www.iiroc.ca

      Language: English - Date: 2015-04-13 09:56:03
      29PUBLIC INTEREST REGULATOR ANNUAL REPORT 2014 – 2015 IIROC 2014–2015 ANNUAL REPORT  2

      PUBLIC INTEREST REGULATOR ANNUAL REPORT 2014 – 2015 IIROC 2014–2015 ANNUAL REPORT 2

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      Source URL: www.iiroc.ca

      Language: English - Date: 2015-09-15 10:56:05
      30Marketplace Notice  Please distribute internally to: Legal and Compliance Trading Desk

      Marketplace Notice Please distribute internally to: Legal and Compliance Trading Desk

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      Source URL: www.iiroc.ca

      Language: English - Date: 2015-07-13 09:31:04